As seen in
Detroit Five Star award winner

PROFESSIONAL PROFILE

Dominic Garcia

President
Rochester Wealth Strategies
439 S Main St, Suite 250
Rochester, MI 48307
Office: 248-434-6550
team@rochesterwealthstrategies.com
www.RochesterWealthStrategies.com

Professional Approach

After graduating from Oakland University with a Master's Degree in Finance, Dominic began his career with a concentration on comprehensive wealth management.  He furthered his education at Walsh College by completing courses in risk management, investment analysis, income tax, estate planning, and retirement planning. 

He has achieved the designations of Financial Planning Specialist and Chartered Retirement Planning Counselor SM through the College for Financial Planning. In addition, he has completed the education requirement for the CFP®.  And in 2022, he was presented with his eighth Five Star Wealth Manager Award as announced in Hour Detroit, The Wall Street Journal, and Forbes magazine.

The creation of Rochester Wealth Strategies came from a desire to build a culture that was truly dedicated to clients and the community. Though grateful for the 11 years he spent as a Vice President and Senior Portfolio Manager for his previous firm, Dominic wanted to establish a client experience that was more personalized and one that differentiated itself from the industry. Today, he works side-by-side with his clients to help them create roadmaps for retirement, in addition to providing income and legacy planning thereafter.

The opportunity to live and work in Rochester has created a passion towards supporting the local community.  Dominic is an active member of the Rochester Chamber of Commerce and the Rochester Downtown Development Authority.  His local involvement continues as he taught Chess at the Rochester OPC (Senior Center) and as a parishioner of St. Irenaeus Catholic Church.  He also “attempts” to play golf as a proud member of the Rochester Businessmen's Golf League. 

On a personal level, Dominic is married with four children.  During his free time, he loves teaching his sons any new hobby; especially fishing, skiing, and basketball.  Whether he is biking on the Paint Creek Trail, hanging out in the Rochester Municipal Park, eating at Rochester Mills, or trying to fit in play structures at Rochester Play, you will usually find him around town with his family.

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Rochester Wealth Strategies, LLC is a Registered Investment Adviser. 

*Winners appearing on this page do not pay a fee to be considered or to win the Five Star Award. Professionals with a digital profile have paid a promotional fee.
The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria. Eligibility criteria – required: 1. Credentialed as a registered investment adviser or a registered investment adviser representative; 2. Actively licensed as a registered investment adviser or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by Five Star Professional, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or Five Star Professional’s consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional’s consumer complaint process; feedback may not be representative of any one client’s experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria – considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. Award does not evaluate quality of services provided to clients. Once awarded, wealth managers may purchase additional profile ad space or promotional products. The Five Star award is not indicative of the wealth manager’s future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their client’s assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future. For more information on the Five Star award and the research/selection methodology, go to fivestarprofessional.com. 3,273 Detroit-area wealth managers were considered for the award; 304 (9% of candidates) were named 2022 Five Star Wealth Managers. 2021: 3,260 considered, 274 winners; 2020: 3,105 considered, 284 winners; 2019: 2,987 considered, 347 winners; 2018: 3,069 considered, 322 winners; 2017: 1,836 considered, 356 winners; 2016: 1,961 considered, 630 winners; 2015: 2,238 considered, 627 winners; 2014: 3,448 considered, 658 winners; 2013: 2,762 considered, 749 winners; 2012: 2,658 considered, 745 winners.