Five Star award winners Legacy Consulting Group

As seen in
Dallas/Fort Worth Five Star award winners
PROFESSIONAL PROFILE
                            
                                            Contact Us
                                        
Legacy Consulting Group
Bring Your Wealth To Life
5340 Legacy Drive, Suite 165
Plano, TX 75024
Office: 972-599-4750
rshake@legacyconsultinggroup.com
www.LegacyConsultingGroup.com
Professional ApproachFinancial Life Planning is one of the most important services that successful people use to create an extraordinary life.  By broadening the conversation from asset management to life management, we can help you develop a plan to use your money to make a life rather than using your life to make money.
Roger A. ShakePartner, Financial PlannerPhone: 972-599-4750

Roger is a partner of Legacy Consulting Group and specializes in helping clients define, articulate and develop their unique Financial Life Plan. This holistic approach is especially effective for people confronted with life’s transitions (retirement, loss of a spouse, divorce, sale of a business, financial windfall, career change, inheritance, etc.). Our processes and tools allow us to lead our clients through the human dynamics of financial change and transition. Roger is particularly skilled at providing practical solutions that fit each client’s precise needs as well as empowering his clients to make better decisions about their wealth. As a strategic thinker, he incorporates logic and empathy while working on a client’s financial plan. Strategic thinking is about exploration, and he challenges himself to question both the familiar and new. He believes every client’s unique financial circumstance can benefit from out-of-the-box thinking to identify the best fitting solutions.
Roger received his BBA in Finance from Abilene Christian University and his MBA in Management from the University of Dallas. In 1989, Roger received the CERTIFIED FINANCIAL PLANNER™ certification from the College for Financial Planning. In 2004, he received the Registered Life Planner® certification from the Kinder Institute of Life Planning and in 2016, the Certified Financial Transitionist® designation from The Sudden Money® Institute. He is the only person in the state of Texas to hold all three designations of CFP®, RLP®, and CeFT®.
He has worked in the financial planning profession for over 30 years, and is currently a member of the Financial Planning Association, Kinder Institute of Life Planning, Dallas Estate Planning Council, Dallas Foundation Advisory Board, The Sudden Money® Institute and the Nazrudin Project. Since 2004, Roger has been continuously named as one of the top financial planners in the Dallas area by D Magazine.
Roger and his wife have three sons. Outside of work, Roger finds pleasure in traveling and exploring the world around him. Being active is of great importance to him through exercise, fly fishing, playing squash and tennis. You can often find him lost in a good book and serving others leading a Connection Group at his church.
Steven WachsPartner, Chief Investment OfficerPhone: 972-599-4750

Steve is a partner, CIO (Chief Investment Officer), and CCO (Chief Compliance Officer) of Legacy Consulting Group. In these roles, he oversees all components of the firm’s investment advisory function. This includes portfolio creation, investment manager due diligence, ongoing portfolio management and compliance with SEC rules and regulations. He is responsible for guiding the Firm’s investment planning philosophy, process, resources and deliverables. He also works with clients and takes pride in relieving their stress of managing personal wealth and making complex investment decisions.
He is a natural problem solver with an ability to develop and communicate complex solutions that appear simple and common sense to his clients. Steve is motivated to go above and beyond the role of a traditional wealth manager. He has strong interpersonal and communication skills which allow him to efficiently work with clients of all levels of financial knowledge.
Steve has worked for over 29 years in the financial planning and investment advisory profession. He received his CERTIFIED FINANCIAL PLANNER™ certification from the College for Financial Planning in 1990 and is currently a member of the Financial Planning Association. Steve has been described repeatedly as one of the top financial planners in the Dallas area by D Magazine. He received a Bachelor of Science degree in Management from the University of South Dakota and his MBA from the University of Dallas. In addition, Steve and his wife, Deb, have a daughter and a son. On the weekends, Steve enjoys soaking in the natural beauty of the outdoors by playing golf or hunting and developing their property in Northwest Arkansas. He and his wife fill their call to serve by co-leading a Young Marriage Life Group through their church.
Matthew QuinnSenior Investment AdvisorPhone: 972-599-4750

Matt is a senior investment advisor who began his professional career 20+ years ago. During that time, he gained the extensive knowledge and investment experience that he carries with him today. Matt is proficient in investment due diligence and analysis. He enjoys working with clients, investment committees, and principals to develop sophisticated investment portfolios utilizing a wide range of alternative and traditional investment strategies. Matt has a keen interest in financial markets, economics, the value of prudent money management, and a real desire to educate and help others to succeed financially.
He holds a Bachelor of Arts Degree in Economics from the University of Texas at Austin. Matt and his wife Maya have shared 20 wonderful years of marriage and in that time, have brought three beautiful girls into the world. A love of soccer is ingrained in his family and you may run into Matt at the soccer fields where he enjoys coaching his middle daughter. He also relishes hitting the fields himself by playing on various adult indoor and outdoor recreational teams. The Quinn’s enjoy all that the world has to offer and go on many family adventures, broadening their horizons through travel.

                    See Accomplishments
                
                        This award was issued on 7/1/21 by Five Star Professional (FSP) for the time period 09/21/2020 through 04/30/2021. Fee paid for use of marketing materials. Self-completed questionnaire was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 4007 Dallas-area wealth managers were considered for the award; 323 (8% of candidates) were named 2021 Five Star Wealth Managers. The following prior year statistics use this format: YEAR: # Considered, # Winners, % of candidates, Issued Date, Research Period. 2020: 4374, 335, 8%, 7/1/20, 10/7/19 - 4/24/20; 2019: 3899, 393, 10%, 7/1/19, 10/22/18 - 5/3/19; 2018: 3851, 338, 9%, 7/1/18, 10/24/17 - 5/21/18; 2017: 2730, 382, 14%, 7/1/17, 9/26/16 - 4/28/17; 2016: 2471, 678, 27%, 6/1/16, 11/30/15 - 5/18/16; 2015: 2862, 684, 24%, 7/1/15, 11/30/14 - 5/18/15; 2014: 5080, 621, 12%, 7/1/14, 11/30/13 - 5/18/14; 2013: 3834, 698, 18%, 7/1/13, 11/30/12 - 5/18/13; 2012: 2688, 654, 24%, 7/1/12, 11/30/11 - 5/18/12. 
                    
                        Click to access BrokerCheck
            
        *Winners appearing on this page do not pay a fee to be considered or to win the Five Star Award. Professionals with a digital profile have paid a promotional fee.
    
                    Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The award is based on 10 objective criteria. Eligibility criteria-required: 1. Credentialed as a registered investment adviser (RIA) or a registered investment adviser representative; 2. Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by FSP, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or FSP's consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through FSP's consumer complaint process; feedback may not be representative of any one client's experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria-considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations.  FSP does not evaluate quality of services provided to clients. The award is not indicative of the wealth manager's future performance . Wealth Managers may or may not use discretion in their practice and therefore may not manage their clients' assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by FSP or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by FSP in the future. Visit www.fivestarprofessional.com.