Five Star award winner R. Scott Maxwell, MBA, CFP®

PROFESSIONAL PROFILE

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R. Scott Maxwell, MBA, CFP^®

Wealth Advisor and President

R SCOTT MAXWELL FINANCIAL

2591 Dallas Pkwy Ste 300

Frisco, TX 75034

Office: 469-213-3995

scott@rscottmaxwell.com
www.rscottmaxwell.com

Professional Approach

Welcome to my Five Star Professional profile

We serve professionals, business owners, retirees and their families through a client-focused process to help enhance wealth, enjoy lifetime income and achieve peaceful wealth.

Growing, preserving and protecting your wealth are my fundamental priorities. My mission is to provide answers to your most important financial questions.

Will your retirement income be enough to maintain your current lifestyle?

Is your estate protected for future generations?

Will your wealth last for your lifetime and the lives of those you love and cherish?

Now, more than ever, you deserve a relationship built on a commitment to serve you.

Together we build a plan that acknowledges where you are today, charts a course for where you want to go and provides guidance throughout your journey.

I am a CERTIFIED FINANCIAL PLANNER™ professional and earned my Master's of Business Administration from Villanova University and my Bachelor of Arts from Pomona College.

You may have has seen me in one of my many interviews on KXII Fox News 12 Good Day, KTEN NBC Channel 10 morning news and DFW CBS 11 news.

I am an Eagle Scout, former U.S. Navy officer, Graduate of the Navy's Top Gun program, former Little League manager and league president, a trained Crown Financial Ministries coach and an usher at Stonebriar Community Church in Frisco, Texas.

My focus is defined by my servant’s heart and our commitment to meaningfully impact the lives of others.

Please don't hesitate to contact me if you have any questions about your financial plans or would like to learn more about achieving Peaceful Wealth for you and your loved ones.

See Accomplishments

This award was issued on 7/1/21 by Five Star Professional (FSP) for the time period 09/21/2020 through 04/30/2021. Fee paid for use of marketing materials. Self-completed questionnaire was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 4007 Dallas-area wealth managers were considered for the award; 323 (8% of candidates) were named 2021 Five Star Wealth Managers. The following prior year statistics use this format: YEAR: # Considered, # Winners, % of candidates, Issued Date, Research Period. 2020: 4374, 335, 8%, 7/1/20, 10/7/19 - 4/24/20; 2019: 3899, 393, 10%, 7/1/19, 10/22/18 - 5/3/19; 2018: 3851, 338, 9%, 7/1/18, 10/24/17 - 5/21/18; 2017: 2730, 382, 14%, 7/1/17, 9/26/16 - 4/28/17; 2016: 2471, 678, 27%, 6/1/16, 11/30/15 - 5/18/16; 2015: 2862, 684, 24%, 7/1/15, 11/30/14 - 5/18/15; 2014: 5080, 621, 12%, 7/1/14, 11/30/13 - 5/18/14; 2013: 3834, 698, 18%, 7/1/13, 11/30/12 - 5/18/13; 2012: 2688, 654, 24%, 7/1/12, 11/30/11 - 5/18/12.

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This site is for informational purposes and should not be construed as a solicitation or offer to buy or sell any securities or financial instruments or to provide investment advice. It is intended for educational purposes only and is not intended to serve as the basis for any purchasing decisions. R. Scott Maxwell Financial is registered as an Investment Advisor in the state of Texas.

Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The award is based on 10 objective criteria. Eligibility criteria-required: 1. Credentialed as a registered investment adviser (RIA) or a registered investment adviser representative; 2. Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by FSP, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or FSP's consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through FSP's consumer complaint process; feedback may not be representative of any one client's experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria-considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. FSP does not evaluate quality of services provided to clients. The award is not indicative of the wealth manager's future performance . Wealth Managers may or may not use discretion in their practice and therefore may not manage their clients' assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by FSP or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by FSP in the future. Visit www.fivestarprofessional.com.