Five Star award winner Alan Henning

PROFESSIONAL ACCOMPLISHMENTS

AWARDS

Five Star Wealth Manager award winner 2012-2020
Madison named to the 2020 edition of Financial Times 300 Top Registered Investment Advisers
Madison named to the 2019 edition of Financial Advisors Top 50 Fastest Growing Firms in nation
Madison named a top RIA in Cincinnati for several years in a row by online news media site AdvisoryHQ, who independently researches and ranks financial advisory and wealth management firms
Please see disclosure language for each award on http://www.madisonadvisors.com/important-disclosure-information/

ACCREDITATIONS

CFA
M.A. International Economics, Johns Hopkins
Member of the CFA Institute and the CFA Society of Cincinnati

EXPERIENCE & EDUCATION

Alan, a Chartered Financial Analyst (CFA), has more than 25 years of experience in providing financial advice to private and institutional clients. Prior to joining Madison, Alan was Vice President and Managing Director at Provident Bank where he built a profitable lending and investment portfolio. Other experience includes serving as a Vice President at Creditanstalt in New York and Vienna, Austria. Alan began his career with the Irving Trust Bank (New York) upon graduating with an M.A. in International Economics from Johns Hopkins University (Washington D.C./ Bologna, Italy). Alan is a member of the CFA Institute and the CFA Society of Cincinnati, and a former member of the TIAA-CREF Board of Financial Advisors.

Alan earned his B.A. in economics from the University of Nebraska. He is a board member of the Dan Beard Council, Boy Scouts of America and serves on the Athletic Boosters Board of Mariemont Schools. Alan is also a member of the Investment Advisory Committee of the Episcopal Church of the Redeemer. Several endowment funds have elected Alan to serve as Trustee.

Read Resources

This award was issued on 9/1/22 by Five Star Professional (FSP) for the time period 01/3/2022 through 07/1/2022. Fee paid for use of marketing materials. Self-completed questionnaire was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria.1,585 Cincinnati-area wealth managers were considered for the award; 230 (15% of candidates) were named 2022 Five Star Wealth Managers. The following prior year statistics use this format: YEAR: # Considered, # Winners, % of candidates, Issued Date, Research Period. 2021: 1357, 216, 16%, 9/1/21, 12/14/20 - 7/9/21; 2020: 1406, 216, 15%, 9/1/20, 12/2/19 - 6/12/20; 2019: 1371, 238, 17%, 9/1/19, 11/19/18 - 6/28/19; 2018: 1413, 239, 17%, 9/1/18, 12/20/17 - 7/19/18; 2017: 985, 288, 29%, 9/1/17, 12/21/16 - 6/29/17; 2016: 918, 368, 40%, 8/1/16, 2/10/16 - 7/25/16; 2015: 1667, 427, 26%, 9/1/15, 2/10/15 - 7/25/15; 2014: 2082, 483, 23%, 9/1/14, 2/10/14 - 7/25/14; 2013: 1367, 509, 37%, 9/1/13, 2/10/13 - 7/25/13; 2012: 1265, 477, 38%, 9/1/12, 2/10/12 - 7/25/12.

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Please see disclosure language for each award listed above on http://www.madisonadvisors.com/important-disclosure-information/

Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The award is based on 10 objective criteria. Eligibility criteria-required: 1. Credentialed as a registered investment adviser (RIA) or a registered investment adviser representative; 2. Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by FSP, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or FSP's consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through FSP's consumer complaint process; feedback may not be representative of any one client's experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria-considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. FSP does not evaluate quality of services provided to clients. The award is not indicative of the wealth manager's future performance . Wealth Managers may or may not use discretion in their practice and therefore may not manage their clients' assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by FSP or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by FSP in the future. Visit www.fivestarprofessional.com.