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Thomas M. LaRocca CFP®, ChFC®
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IRA Rollovers from 401(k), 403(b) and 457 Plans |
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Comprehensive financial planning |
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Investment advisory services |
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Insurance products: life, disability, long-term care, fixed and fixed index annuities |
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Business planning: succession planning, qualified plans (SEPs, Simple Plans, 401(k)s) |
I am a 1993 graduate of The Pennsylvania State University earning a finance degree with an emphasis in security analysis and portfolio management. I started my career in 1994 as a financial advisor with American Express Financial Advisors. In 1997, I opened my own branch of LPL Financial Services, which I owned and operated for 11 years. In January of 2008, I established JPL Asset Management and Planning, LLC in which I am president and owner.
As a Certified Financial Planner™ practitioner, my objective is to assist my clients in setting and achieving their financial goals. I accomplish this by designing a financial plan and then assisting my clients in implementing that plan through a variety of investment and insurance vehicles that are based upon their needs, risk tolerance and investment time horizon. I then provide ongoing customer service to assure that the client stays on course toward meeting and maintaining their financial goals.
Helping our clients achieve their financial goals is our focus. We strive to develop long-term professional relationships with our clients and help them throughout the different stages of their financial lives. We are an ethics driven firm and always do what is best and fair for our clients.
Please contact me via email or telephone to set up a no obligation consulation. I look forward to hearing from you and hopefully developing a long-term relationship where I can assist you in reaching and maintaining all of your financial goals. Recommendations from my current clients are available upon request.
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JPL Asset Management and Planning, LLC is a Registered Investment Advisory firm based in Delaware. We use the custodial services of Schwab Institutional for our clients assets.
JPL Asset Management and Planning, LLC and Schwab Institutional are not affiliated.
Five Star Professional, as a third-party research firm, administered a survey, by mail and phone, to 1 in 4 high-net-worth households (over 28,000 consumers) and registered financial services representatives (over 1,500 financial services professionals) to evaluate the approximately 3,000 wealth managers in the Delaware area (includes New Castle County along with state of Delaware). The evaluation was based on nine criteria, including customer service, integrity, knowledge/expertise, communication, value for fee charged, meeting of financial objectives, post sale service, quality of recommendations, and overall satisfaction. After review by a panel of local industry experts and a review of regulatory history, Five Star Professional determined the final list of 2011 Five Star Wealth Managers scoring highest in overall satisfaction and representing less than 7% of the wealth managers in the Delaware area.
• Five Star Wealth Managers do not pay a fee to be included in the research or the final list of Five Star Wealth Managers.
• Only wealth managers with more than five years of experience in the financial services industry are considered.
• The overall evaluation score of a wealth manager reflects an average of all respondents and may not be representative of any one client's experience.
• The Five Star award is not indicative of the wealth manager's future performance.
• Wealth managers may or may not use discretion in their practice and therefore may not manage their client's assets.
• The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or Delaware Today.
• Please keep in mind that working with a Five Star Wealth Manager is no guarantee as to the future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment in the future. For more information on the Five Star award and the research/selection methodology, go to: fivestarprofessional.com
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