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Trust • Integrity • Experience • Client Service
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Wealth preservation |
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Tactical and alternative investment solutions |
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Life transition management |
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Investment Management, Financial Planning, Business Planning |
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Designations: MBA, Certified Financial Planner™ practitioner, Accredited Investment Fiduciary |
We specialize in the tactical allocation of investment assets (shorter-term strategies) versus the traditional “buy and hold” strategies of the past. Our clients like our “participate up/protect down” strategies that provide guard rails in these volatile markets.
Client Approach:
We make the complex simple.
Accomplishments:
Senior Executive at IBM and Pfizer; CEO at three tech companies.
Association Membership:
Serves on several corporate and charitable boards of directors.
Primary Custodian for Investor Assets:
Bank of New York – Mellon.
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Areas of Focus
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Advisory Services offered through Crosswind Advisory, LLC, a Registered Investment Advisor. Securities offered through Ceros Financial Services, Inc. Member FINRA, SIPC.
Crosswind Advisory and Ceros are not affiliated.
Five Star Professional, as a third party research firm, identified pre-qualified award candidates based on industry data and contacted all identified broker dealers, Registered Investment Advisor firms and FINRA-registered representatives in the San Diego area (includes San Diego county in the state of California) to gather wealth manager nominations. Self nominations were not accepted.
Award candidates were then evaluated against 10 objective eligibility and evaluation criteria associated with wealth managers who provide quality services to their clients such as client retention rates, client assets administered, firm review and a favorable regulatory and complaint history. Five Star Professional finalized the list of 2012 Five Star Wealth Managers to be no more than 7% of the approximately 11,400 wealth managers in the area. 1,014 award candidates in the San Diego area were considered for the award, of which 284 were named 2012 Five Star Wealth Managers.
• Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers.
• The Five Star award is not indicative of the wealth manager's future performance.
• Wealth managers may or may not use discretion in their practice and therefore may not manage their client's assets.
• The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or San Diego Magazine.
• Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future.
For more information on the Five Star award and the research/selection methodology, go to: fivestarprofessional.com
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