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Guiding the Way
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Building, managing and preserving wealth |
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Dedicated to simplicity, objectivity and confidentiality |
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Actionable advice in uncertain times |
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Areas of Focus: Asset Management, Retirement Planning, Wealth Transfer, Estate Resolution |
At Capital Concepts, LLC we begin our relationship with an in-depth financial discussion process focused on your personal experiences and goals. This process helps us to better understand your objectives and to establish your key guiding principles. With these principles we commit ourselves, knowing its an ongoing journey as your life evolves.
We adhere to a balanced investment approach that allows you to meet your long-term goals without undue exposure to risk.
However, with patience and careful adjustments, our goal is to take advantage of investment opportunities as they become available, improving your long-term results while managing risk.
We are honored to have been selected again by our loyal and valued clients for the Five Star award. Thank you for your continued trust and confidence.
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Areas of Focus
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Securities and Advisory Services Offered Through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser.
Five Star Professional, as a third-party research firm, administered a survey, by mail and phone, to 1 in 4 high-net-worth households (over 112,000 households) and registered financial services representatives (over 16,500 financial services professionals) to evaluate the approximately 28,000 wealth managers in Connecticut (includes Fairfield, Hartford, Litchfield, Middlesex, New Haven, New London, Tolland, and Windham counties in the state of Connecticut). The evaluation was based on nine criteria, including customer service, integrity, knowledge/expertise, communication, value for fee charged, meeting of financial objectives, post sale service, quality of recommendations, and overall satisfaction. After review by a panel of local industry experts and a review of regulatory history, Five Star Professional determined the final list of 2011 Five Star Wealth Managers scoring highest in overall satisfaction and representing less than 7% of the wealth managers in Connecticut.
Five Star Wealth Managers do not pay a fee to be included in the research or the final list of Five Star Wealth Managers.
Only wealth managers with more than five years of experience in the financial services industry are considered.
The overall evaluation score of a wealth manager reflects an average of all respondents and may not be representative of any one client's experience.
The Five Star award is not indicative of the wealth manager's future performance.
Wealth managers may or may not use discretion in their practice and therefore may not manage their client's assets.
The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or Connecticut Magazine.
Please keep in mind that working with a Five Star Wealth Manager is no guarantee as to the future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment in the future. For more information on the Five Star award and the research/selection methodology, go to: fivestarprofessional.com
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